Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nate? Claim Your ProfileNate Ramirez is a financial advisor currently working for Charles Schwab & Co., Inc. Nate has been working in the financial industry since March 2014 and joined Charles Schwab & Co., Inc. in July 2016. Nate holds various FINRA licenses including Series 66, Series 10, Series 9, SIE and Series 7. Nate is registered to provide investment advice in 20 states. Nate has a long history of working in the financial industry including working for AXA Advisors, LLC and Schwab Wealth Advisory, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
TX
07/12/2021 - Present
Schwab Wealth Advisory, Inc. (WESTLAKE TX)
CO
03/04/2014 - 06/07/2016
AXA ADVISORS, LLC (HIGHLANDS RANCH CO)
BOTH
Issued 7/8/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/22/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/3/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/4/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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Nasdaq Stock Market
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