Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Natasha? Claim Your ProfileNatasha Lee Smith is a financial advisor with LPL Financial LLC, a firm with over $50 billion in assets under management. Natasha has been in the industry since 2000 and has a diverse range of experience, having worked with several firms including Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Citigroup Global Markets Inc. She has a strong focus on providing financial advice and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
01/03/2011 - Present
LPL Financial LLC (BRENTWOOD TN)
NC
06/01/2009 - 11/02/2010
MORGAN STANLEY SMITH BARNEY (WINSTON-SALEM NC)
NC
05/01/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WINSTON-SALEM NC)
NC
04/04/2003 - 03/17/2008
CITIGROUP GLOBAL MARKETS INC. (WINSTON-SALEM NC)
NJ
11/13/2002 - 04/16/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
TX
07/26/2002 - 11/19/2002
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
NY
08/02/2000 - 06/13/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/23/1999 - 08/04/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 10/10/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/03/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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