Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Natasha? Claim Your ProfileNatasha Wallace is a financial advisor with over 13 years of experience in the industry. Natasha is currently registered with Wells Fargo Clearing Services, LLC and has held prior positions with Citigroup Global Markets Inc., Wells Fargo Advisors Financial Network, LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Natasha is a Series 66, Series 7, Series 9, Series 10 and Series 24 licensed professional. Natasha provides financial planning, investment consulting services to institutional clients, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
12/02/2021 - Present
Wells Fargo Clearing Services, LLC (ATLANTA GA)
NY
10/23/2019 - 11/10/2021
CITIGROUP GLOBAL MARKETS INC. (MOHEGAN LAKE NY)
NY
11/02/2017 - 08/09/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MELVILLE NY)
NY
10/01/2012 - 11/15/2017
J.P. MORGAN SECURITIES LLC (SMITHTOWN NY)
NY
10/20/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LITTLE NECK NY)
NY
09/03/2008 - 10/01/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
BOTH
Issued 10/05/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/10/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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