Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Natasha? Claim Your ProfileNatasha Shivprasad is a financial advisor who has been in the industry since 2010. Currently, Natasha is a registered representative with Smbc Nikko Securities America, Inc. where she has been since 2021. Before joining Smbc Nikko Securities America, Inc., Natasha was a registered representative with Rabo Securities USA, Inc. and J.P. Morgan Securities LLC. Natasha holds the Series 7, Series 63 and SIE licenses. Natasha Shivprasad is registered to provide investment advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/31/2021 - Present
Smbc Nikko Securities America, Inc. (White Plains NY)
NY
05/02/2017 - 01/21/2021
RABO SECURITIES USA, INC. (NEW YORK NY)
NY
03/27/2015 - 04/25/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/02/2008 - 10/03/2014
ING FINANCIAL MARKETS LLC (NEW YORK NY)
BC
Issued 04/06/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
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NYSE Arca, Inc.
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