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Natalya Rasmussen

Mizuho Securities USA LLC

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About Natalya Rasmussen

Natalya Rasmussen is a securities professional with over a decade of experience in the financial industry. Natalya holds a Series 7, Series 24, Series 63 and SIE license, and has been registered with FINRA since 2010. She is currently a registered representative with Mizuho Securities USA LLC, where she has worked since November 2021. Previously, Natalya worked at J.P. MORGAN SECURITIES LLC, UBS SECURITIES LLC, and HSBC SECURITIES (USA) INC. Natalya is a licensed securities professional in all 50 states and the District of Columbia.

Firm Information

Natalya Rasmussen is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Natalya Rasmussen’s Registration & Firm History

NY

11/23/2021 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

04/10/2014 - 11/22/2021

J.P. MORGAN SECURITIES LLC (New York NY)

NY

03/07/2011 - 11/16/2012

UBS SECURITIES LLC (NEW YORK NY)

NY

07/21/2010 - 01/20/2011

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

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Licenses & Designations

BC

Issued 03/22/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Natalya Rasmussen.
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