Unclaimed
Nataliya Oswalt is a registered representative with Fidelity Brokerage Services LLC. Nataliya has been in the securities industry since August 27, 2016. Nataliya is registered in 53 states and is also a registered representative with FINRA. Prior to joining Fidelity Brokerage Services LLC, Nataliya was a registered representative with CHARLES SCHWAB & CO., INC. in Lone Tree, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/08/2021 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
CO
07/12/2016 - 04/21/2021
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BC
Issued 08/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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