Unclaimed
Natalie Yujie Zhao is a registered representative with D.e. Shaw Securities, LLC. Natalie is a registered representative in 52 states and the District of Columbia. Natalie has passed the Series 7 and Series 63 exams, as well as the SIE exam. Natalie has been in the securities industry since December 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/19/2018 - Present
D.e. Shaw Securities, LLC (NEW YORK NY)
BC
Issued 01/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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