Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Natalie? Claim Your ProfileNatalie Sutcliffe is a financial advisor with over 15 years of experience in the financial services industry. Natalie currently holds registrations with FINRA and several states for securities and investment advisory services. Natalie currently works for Wells Fargo Clearing Services, LLC, and has also worked for UBS Financial Services Inc, Victory Capital Services, Inc., PNC Investments, Chase Investment Services Corp. and J.P. Morgan Securities LLC. Natalie is a licensed securities representative and an investment advisor representative. Natalie provides financial planning services to individuals, families, and businesses. Natalie also specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/23/2024 - Present
Wells Fargo Clearing Services, LLC (WESTLAKE OH)
OH
08/04/2023 - 05/13/2024
UBS FINANCIAL SERVICES INC. (CLEVELAND OH)
OH
01/24/2014 - 07/09/2021
VICTORY CAPITAL SERVICES, INC. (BROOKLYN OH)
OH
02/06/2012 - 01/29/2014
UBS FINANCIAL SERVICES INC. (WESTLAKE OH)
OH
05/25/2011 - 01/31/2012
PNC INVESTMENTS (CLEVELAND OH)
OH
12/15/2010 - 05/05/2011
CHASE INVESTMENT SERVICES CORP. (MEDINA OH)
OH
01/15/2010 - 09/10/2010
J.P. MORGAN SECURITIES LLC (CLEVELAND OH)
OH
03/29/2007 - 01/20/2010
CHASE INVESTMENT SERVICES CORP. (CLEVELAND OH)
BC
Issued 03/29/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/31/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2010
Series 7 - General Securities Representative Examination
BC
Issued 03/28/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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