Unclaimed
Natalie Marie Laven is a financial professional licensed in New York. Natalie has been in the financial services industry since December 2019 and is currently registered with Sanford C. Bernstein & Co., LLC. Prior to joining Sanford C. Bernstein & Co., LLC, Natalie was employed with BELLE HAVEN INVESTMENTS, L.P. Natalie has successfully passed the Series 7TO, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
NY
10/14/2021 - Present
Sanford C. Bernstein & CO., LLC (NEW YORK NY)
NY
11/22/2019 - 09/28/2021
BELLE HAVEN INVESTMENTS, L.P. (RYE BROOK NY)
BC
Issued 12/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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