Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Natalie? Claim Your ProfileNatalie Broderick is a financial advisor at Wells Fargo Clearing Services, LLC. Natalie has been working in the financial services industry since 1997 and has a broad range of experience. Natalie has held positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Salomon Smith Barney Inc. Natalie is registered with the following securities authorities: FINRA, the states of Alaska, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, and Wyoming. Natalie has a comprehensive understanding of the investment markets and is committed to providing her clients with personalized financial advice. Natalie is a registered Investment Advisor Representative and a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/21/2011 - Present
Wells Fargo Clearing Services, LLC (EL SEGUNDO CA)
CA
01/18/2006 - 04/26/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL SEGUNDO CA)
NY
09/29/2003 - 01/30/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/15/2001 - 03/26/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
FL
07/24/1998 - 03/07/2001
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
CA
01/01/1997 - 07/24/1998
THE BOSTON GROUP (LOS ANGELES CA)
BOTH
Issued 12/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/12/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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