Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Natalie? Claim Your ProfileNatalie Mahler is a financial advisor with over 27 years of experience in the industry. Natalie currently works for LPL Financial LLC in Castle Pines, CO. Prior to joining LPL Financial LLC, Natalie was employed at Stifel, Nicolaus & Company, Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Natalie holds Series 7, 9, 10, 63, and 65 licenses. Natalie is also registered as an investment advisor representative in Colorado. Natalie specializes in providing financial planning, portfolio management, and other advisory services for individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
06/18/2024 - Present
LPL Financial LLC (Castle Pines CO)
CO
08/19/2020 - 07/01/2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED (DENVER CO)
CO
05/14/1997 - 08/03/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)
NY
01/19/1996 - 07/24/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/27/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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