Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Natalie? Claim Your ProfileNatalie Diaz is a securities professional with over 15 years of experience in the financial industry. Natalie is currently registered with BCP Securities, Inc. in Connecticut and New York. Natalie has previously held positions at J.P. Morgan Securities Inc. and Deutsche Bank Securities Inc. Natalie holds FINRA Series 7 and 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
02/10/2009 - Present
BCP Securities, Inc. (GREENWICH CT)
NY
06/26/2007 - 10/22/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/24/2006 - 05/31/2007
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 02/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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