Unclaimed
Natalie Howe is a financial professional registered with Bofa Securities, Inc. and holds Series 63, 86, 87, 7TO, and SIE licenses. Natalie is active in 27 states and has been working in the industry since 2021. Natalie's specialties include research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
09/18/2021 - Present
Bofa Securities, Inc. (SAN FRANCISCO CA)
BC
Issued 09/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/09/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/06/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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