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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Natalie? Claim Your ProfileNatalie E. Haller is a financial advisor with UBS Financial Services Inc. Natalie has been in the industry since 2009 and is registered in both New Jersey and New York. Natalie has worked at UBS Financial Services Inc. since 2015. Previously, Natalie worked at AXA Advisors, LLC. Natalie provides financial planning, portfolio management, and investment advisory services to individuals and businesses. Natalie is also a Series 7, 9, 10, 24, 3, 66, and SIE licensed advisor. Natalie is dedicated to providing her clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/26/2021 - Present
UBS Financial Services Inc. (Weehawken NJ)
PA
04/18/2011 - 04/17/2015
AXA ADVISORS, LLC (BALA CYNWYD PA)
PA
07/21/2009 - 09/30/2009
AXA ADVISORS, LLC (BALA CYNWYD PA)
BOTH
Issued 09/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/19/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2016
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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