Unclaimed
Natalie Annette Brown is a financial professional with over 5 years of experience in the securities industry. Natalie is currently registered with Mesirow Financial, Inc. and has previously worked at Nuveen Securities, LLC. Natalie holds the Series 27, SIE, and Series 99 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/31/2018 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
11/19/2013 - 08/27/2018
NUVEEN SECURITIES, LLC (CHICAGO IL)
BC
Issued 11/30/2018
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2013
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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