Unclaimed
Natalie Ann Erickson is a financial advisor registered with Northwestern Mutual Investment Services, LLC in Minnetonka, Minnesota. Natalie has been in the financial industry since October 6, 2019, and holds the Series 63, Series 6TO, and Series 7TO licenses. Natalie's firm, Northwestern Mutual Investment Services, LLC, is a registered investment advisor with the Securities and Exchange Commission (SEC). Northwestern Mutual Investment Services, LLC offers a range of financial services including investment research, referrals to other advisors, and investment management for individuals and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MN
10/07/2019 - Present
Northwestern Mutual Investment Services, LLC (Minnetonka MN)
BC
Issued 11/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/07/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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