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Natalie Alison Goldfarb

Capital ONE Securities, Inc.

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About Natalie Alison Goldfarb

Natalie Alison Goldfarb is a financial advisor with Capital One Securities, Inc. Natalie has been in the industry for over 7 years and is registered in 11 states. Natalie holds the Series 79, Series 63 and SIE licenses. Natalie has a wide range of experience in the financial services industry, including investment banking.

Firm Information

Natalie Goldfarb is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Natalie Goldfarb’s Registration & Firm History

NY

09/02/2015 - Present

Capital ONE Securities, Inc. (New York NY)

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Licenses & Designations

BC

Issued 11/18/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Natalie Alison Goldfarb.
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