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Natalia Ruiz

Principal Advised Services

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About Natalia Ruiz

Natalia Ruiz is a registered investment advisor representative with Principal Advised Services. Natalia has been in the securities industry since September 2017. Natalia is registered with the states of North Carolina and Iowa and holds a Series 6, Series 7, Series 63 and Series 66 securities licenses. Natalia's current role includes providing retirement consultation services to Principal retirement plan participants when eligible for a distribution at a benefit event. Natalia also has experience in sales of bank deposit products at Wells Fargo Bank.

Firm Information

Natalia Ruiz is currently registered with Principal Advised Services. Principal Advised Services is a registered investment advisor based in Des Moines, IA. They offer portfolio management for individuals and selection of other advisors. The firm manages $569,489,941 in regulatory assets under management, primarily for individuals other than high-net-worth individuals. They also have a wrap fee program.
Principal Advised Services

655 9TH STREET

DES MOINES, IA 50309

$569.49M

Assets Under Management

1,268

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Natalia Ruiz’s Registration & Firm History

NC

05/17/2024 - Present

Principal Advised Services (DALLAS NC)

NC

09/05/2017 - 04/08/2021

WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 05/17/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/21/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/04/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Natalia Ruiz.
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