Unclaimed
Natalia Baum is a financial professional with Wells Fargo Securities, LLC. Natalia has been active in the financial industry since April 2022 and holds Series 63, 79TO and SIE licenses. Natalia is currently registered in 53 states including North Carolina, where Natalia is based.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/29/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 05/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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