Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nat? Claim Your ProfileNat Nunn is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Lincoln, Rhode Island. Nat has been in the industry since December 24, 1995, and has been registered with Merrill Lynch since March 2013. Nat holds Series 7, 9, 10, 24, 63 and 65 licenses. Nat also has experience with Prudential Investment Management Services LLC and TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
03/28/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LINCOLN RI)
CT
09/01/2011 - 01/11/2013
TD AMERITRADE, INC. (WEST HARTFORD CT)
CT
04/30/2005 - 06/16/2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CT
11/04/1998 - 04/30/2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
MN
07/24/1995 - 10/30/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/24/1995 - 10/30/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 08/21/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/12/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nat Nunn is the right advisor for you? Invested Better is here to help.
