Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Narumi? Claim Your ProfileNarumi Nakagiri is a registered representative with Daiwa Capital Markets America Inc. Narumi has been in the securities industry since March 4, 2020. Narumi has a Series 7TO, Series 63, Series 86, Series 87, and SIE license. Narumi is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/05/2020 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
BC
Issued 06/01/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2020
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/27/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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