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Narciso Noel Mendoza

THE Leaders Group, Inc.

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About Narciso Noel Mendoza

Narciso Mendoza is a financial advisor who is registered with The Leaders Group, Inc. Narciso has been in the financial services industry since 2021. Narciso holds a Series 63, Series 6TO, and SIE license. Narciso is currently registered in California. Narciso was previously employed with PRUCO SECURITIES, LLC.

Firm Information

Narciso Mendoza is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Narciso Mendoza’s Registration & Firm History

CA

04/13/2022 - Present

THE Leaders Group, Inc. (Torrance CA)

CA

09/25/2020 - 06/10/2021

PRUCO SECURITIES, LLC. (SHERMAN OAKS CA)

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Licenses & Designations

BC

Issued 11/28/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/25/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/18/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Narciso Noel Mendoza.
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