Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Napoleon? Claim Your ProfileNapoleon Matucan is a financial advisor with over 30 years of experience in the industry. Napoleon is currently registered with Nylife Securities LLC in Bellevue, Washington. Napoleon has a wide range of experience and holds licenses for Series 4, 7, 8, 24, 52TO, 53, 63 and 65. Napoleon has previously worked with firms such as Cetera Advisor Networks LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, Cetera Advisors LLC, TIAA-CREF Individual & Institutional Services, LLC, LINSCO/Private Ledger Corp., Charles Schwab & Co., Inc., Interstate/Johnson Lane Corporation, Integrated Resources Equity Corporation, Hanifen, Imhoff Securities Corp., and Graystone Nash, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WA
06/12/2014 - Present
Nylife Securities LLC (BELLEVUE WA)
CA
05/29/2013 - 05/22/2014
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CO
05/29/2013 - 05/22/2014
CETERA FINANCIAL SPECIALISTS LLC (DENVER CO)
MN
05/29/2013 - 05/22/2014
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CO
04/26/2013 - 05/22/2014
CETERA ADVISORS LLC (DENVER CO)
CO
04/12/2006 - 08/16/2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
SC
10/13/2005 - 03/10/2006
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
TX
03/01/1990 - 06/07/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NC
05/24/1989 - 10/30/1989
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NA
04/10/1989 - 06/21/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
01/06/1989 - 04/19/1989
HANIFEN, IMHOFF SECURITIES CORP.
NA
10/19/1988 - 01/17/1989
GRAYSTONE NASH, INC.
IA
Issued 05/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2014
Series 4 - Registered Options Principal Examination
BC
Issued 08/15/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 03/04/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Napoleon Matucan is the right advisor for you? Invested Better is here to help.
