linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Naoya Oku

Smbc Nikko Securities America, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Naoya? Claim Your Profile

About Naoya Oku

Naoya Oku is a broker with smbc nikko securities america, inc. and has been in the industry for 1 day. Naoya Oku is registered with FINRA and is a registered representative in 51 states. Naoya Oku holds the following licenses: Series 63, Series 79TO and SIE.

Firm Information

Naoya Oku is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Naoya Oku’s Registration & Firm History

NY

07/22/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

Not sure if Naoya Oku is right for you?

Licenses & Designations

BC

Issued 05/07/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/16/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/23/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Naoya Oku.
Not sure if Naoya Oku is right for you?