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Naoya Nakamura

DC Advisory

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About Naoya Nakamura

Naoya Nakamura is a registered representative with DC Advisory. Nakamura has been in the financial services industry since February 2010. Nakamura has passed the Series 7, Series 24, and SIE exams. Nakamura is registered with FINRA as an individual advisor.

Firm Information

Naoya Nakamura is currently registered with DC Advisory. DC Advisory is a Limited Liability Company that was formed on April 1, 2012. The firm is registered in California, District of Columbia, Illinois, and New York. It has one approved SEC registration and four approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Naoya Nakamura’s Registration & Firm History

NY

02/08/2010 - Present

DC Advisory (NEW YORK NY)

MD

11/28/2017 - 03/16/2018

SIGNAL HILL CAPITAL GROUP LLC (BALTIMORE MD)

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Licenses & Designations

BC

Issued 09/29/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Naoya Nakamura.
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