Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Naotake? Claim Your ProfileNaotake Gunji is a financial advisor with over 20 years of experience in the securities industry. He is currently registered with Daiwa Capital Markets America Inc. and holds a Series 7, Series 24, Series 55, Series 3, Series 57TO and SIE. Naotake has previously worked at Kaufman Bros., L.P. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/19/2004 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
07/21/2000 - 04/29/2004
KAUFMAN BROS., L.P. (NEW YORK NY)
BC
Issued 08/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2004
Series 3 - National Commodity Futures Examination
BC
Issued 08/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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