Unclaimed
Naomi Victoria Rinaldi is a financial professional with over 5 years of experience in the industry. Naomi is currently registered with Siebert Williams Shank & Co., LLC and has been in this role since December 2020. Naomi has held a previous role with Prager & Co., LLC. Naomi holds a Series 7, Series 50, Series 52, Series 63 and Series 79TO licenses and is registered in New York and District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/11/2020 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
11/20/2018 - 12/02/2020
PRAGER & CO., LLC (NEW YORK NY)
BC
Issued 12/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2018
Series 52 - Municipal Securities Representative Examination
BC
Issued 07/22/2017
Series 50 - Municipal Advisor Representative Qualification Exam
Active
Inactive
F
FINRA
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