Unclaimed
Naomi Sands is a financial professional with Fidelity Brokerage Services LLC. Naomi is registered in Massachusetts, New Hampshire, Texas, and Utah. Naomi has over 4 years of experience in the financial industry. Naomi holds a Series 7TO, Series 10, Series 9 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
09/12/2019 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 06/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Naomi Sands is the right advisor for you? Invested Better is here to help.