Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Naoko? Claim Your ProfileNaoko Thigpen is a financial advisor with Wells Fargo Clearing Services, LLC. Naoko has over 27 years of experience in the financial services industry. Naoko is registered to provide investment advice in 50 states and is a registered representative in 2 states. Naoko provides a range of investment services to individuals and businesses. Naoko has previously worked for Morgan Stanley, Stifel, Nicolaus & Company, Incorporated, and ProEquities, Inc. Naoko holds Series 6, 7, 63, 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ID
05/20/2024 - Present
Wells Fargo Clearing Services, LLC (BOISE ID)
ID
05/16/2019 - 03/09/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BOISE ID)
ID
06/01/2009 - 05/14/2019
MORGAN STANLEY (BOISE ID)
ID
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOISE ID)
ID
09/14/2000 - 04/02/2007
MORGAN STANLEY DW INC. (BOISE ID)
AL
11/24/1997 - 12/31/1998
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
01/29/1993 - 12/31/1996
PROEQUITIES, INC. (BIRMINGHAM AL)
BOTH
Issued 10/25/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/27/1993
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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