Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nannette? Claim Your ProfileNannette Lewis is a financial advisor with UBS Financial Services Inc. with over 25 years of experience in the financial services industry. Nannette is registered with the Securities and Exchange Commission (SEC) and is a registered investment advisor (IA) in Florida and Texas. Nannette has held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Invest Financial Corporation, Mutual Service Corporation, J. Byrne & Co., Inc., Smith Barney Inc., and Management Securities, Inc. Nannette holds the Series 7, Series 24, Series 55, and Series 66 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
11/17/2014 - Present
UBS Financial Services Inc. (PALM BEACH GARDENS FL)
FL
09/13/2012 - 11/21/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST PALM BEACH FL)
FL
07/13/2007 - 07/29/2009
INVEST FINANCIAL CORPORATION (STUART FL)
FL
03/24/2005 - 07/16/2007
MUTUAL SERVICE CORPORATION (STUART FL)
FL
07/19/1995 - 02/22/2005
J. BYRNE & CO., INC. (ATLANTIS FL)
NY
01/11/1994 - 05/31/1995
SMITH BARNEY INC. (NEW YORK NY)
WI
06/14/1993 - 02/08/1994
INVEST FINANCIAL CORPORATION (APPLETON WI)
MO
07/22/1992 - 06/22/1993
MANAGEMENT SECURITIES, INC. (EXCELLO MO)
BOTH
Issued 10/31/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/27/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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