Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nannette? Claim Your ProfileNannette Leigh Sabo is a financial advisor with Vanguard Advisers, Inc., based in Plano, Texas. Nannette has been in the financial industry since September 29, 2003. Nannette holds multiple licenses and registrations including Series 7, 6, 63, 65, 9, 10, 24 and SIE. Before joining Vanguard Advisers, Inc., Nannette has held positions at several financial institutions, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., SMH Capital Inc., Cantor Fitzgerald & Co., Raymond James & Associates, Inc., Wheat, First Securities, Inc., First Union Capital Markets Corp., and The Equitable Life Assurance Society of the United States. Nannette has a passion for helping individuals achieve their financial goals, whether they are saving for retirement, planning for their children's education, or simply looking to manage their money effectively. Nannette also owns Mon Parachute Equus, LLC, a company that provides equine, canine and other therapy programs to help individuals manage through life challenges. Nannette is committed to providing her clients with personalized service and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
04/20/2022 - Present
Vanguard Advisers, Inc. (Plano TX)
FL
06/01/2009 - 06/18/2009
MORGAN STANLEY SMITH BARNEY (BOCA RATON FL)
FL
12/07/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
TX
09/05/2006 - 12/11/2007
SMH CAPITAL INC. (HOUSTON TX)
TX
03/17/2005 - 09/05/2006
CANTOR FITZGERALD & CO. (HOUSTON TX)
FL
09/14/1998 - 03/04/2005
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NC
02/02/1998 - 10/09/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NC
01/22/1998 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
10/14/1992 - 03/24/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 05/16/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/18/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/2003
Series 24 - General Securities Principal Examination
BC
Issued 07/09/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/11/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/08/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/21/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/13/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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