Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nanette? Claim Your ProfileNanette Chern is a financial professional with over 28 years of experience in the industry. Nanette is currently registered with Parnassus Funds Distributor, LLC, Orbis Investments (u.s.), LLC, Perpetual Americas Funds Distributors, LLC, Funds Distributor, LLC, Foreside Distribution Services, LP, Northern Funds Distributors, LLC, and Foreside Fund Services, LLC. Nanette is a Series 7, Series 24, and Series 79TO licensed professional, with extensive experience in the financial services industry. Nanette has a current approved registration in Florida and is an active participant in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
ME
05/16/2019 - Present
Parnassus Funds Distributor, LLC (Portland ME)
ME
12/07/2017 - 10/11/2023
COMPASS DISTRIBUTORS, LLC (PORTLAND ME)
ME
01/28/2010 - 10/11/2022
FORESIDE INVESTMENT SERVICES, LLC (Portland ME)
ME
03/17/2011 - 08/03/2020
FORESIDE ASSOCIATES, LLC (PORTLAND ME)
ME
03/17/2011 - 05/01/2020
BD COMPLIANCE SOLUTIONS, LLC (PORTLAND ME)
ME
01/19/2018 - 11/14/2019
FAIRHOLME DISTRIBUTORS, LLC (PORTLAND ME)
ME
01/19/2018 - 11/14/2019
FORESIDE FINANCIAL SERVICES, LLC (PORTLAND ME)
ME
01/19/2018 - 11/14/2019
FORESIDE FUNDS DISTRIBUTORS LLC (PORTLAND ME)
ME
01/19/2018 - 11/14/2019
FORESIDE GLOBAL SERVICES, LLC (PORTLAND ME)
ME
01/19/2018 - 11/14/2019
MGI FUNDS DISTRIBUTORS, LLC (PORTLAND ME)
ME
01/19/2018 - 11/14/2019
PNC FUNDS DISTRIBUTOR, LLC (PORTLAND ME)
ME
01/19/2018 - 11/14/2019
STERLING CAPITAL DISTRIBUTORS, LLC (PORTLAND ME)
ME
01/19/2018 - 11/14/2019
VT DISTRIBUTORS LLC (PORTLAND ME)
ME
03/17/2011 - 11/14/2019
IMST DISTRIBUTORS, LLC (PORTLAND ME)
VA
04/23/2009 - 12/21/2009
FORESIDE PLAZA DISTRIBUTORS, LLC (ALEXANDRIA VA)
AL
11/10/1999 - 01/12/2004
RELIANCE SECURITIES, LLC (HELENA AL)
ME
03/13/1996 - 12/18/2003
FORUM FINANCIAL SERVICES, LLC (PORTLAND ME)
ME
06/06/1995 - 12/18/2003
ARK FUNDS DISTRIBUTORS, LLC (PORTLAND ME)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/28/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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