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Nancy Yen Chang

Independent Financial Group, LLC

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About Nancy Yen Chang

Nancy Chang is a financial advisor with Independent Financial Group, LLC. Nancy has been in the financial services industry since 2006. Nancy is registered with FINRA, the Securities and Exchange Commission (SEC) and the states of California and Washington. Nancy specializes in providing financial planning, portfolio management and pension consulting services to individuals, corporations, and charitable organizations. Prior to joining Independent Financial Group, LLC Nancy worked for MML Investors Services, LLC, Citigroup Global Markets Inc., Ameriprise Financial Services, Inc., Chase Investment Services Corp., and UBS Financial Services Inc.

Firm Information

Nancy Chang is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nancy Chang’s Registration & Firm History

CA

09/27/2021 - Present

Independent Financial Group, LLC (Campbell CA)

CA

09/10/2020 - 09/29/2021

MML INVESTORS SERVICES, LLC (SAN FRANCISCO CA)

CA

05/24/2013 - 07/10/2020

CITIGROUP GLOBAL MARKETS INC. (SANTA CLARA CA)

CA

09/14/2012 - 06/10/2013

AMERIPRISE FINANCIAL SERVICES, INC. (IRVINE CA)

CA

09/18/2009 - 08/29/2012

CHASE INVESTMENT SERVICES CORP. (IRVINE CA)

CA

10/05/2005 - 02/11/2009

UBS FINANCIAL SERVICES INC. (PALO ALTO CA)

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Licenses & Designations

BOTH

Issued 10/21/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nancy Yen Chang. Review regulatory record here.
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