Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Washington is a financial advisor with J.P. Morgan Securities LLC, working out of the Chicago, IL branch. Nancy has been working in the financial industry since 2004, and is registered to provide advisory services in both broker-dealer and investment advisor capacities in multiple states. Nancy's registrations include Series 4, 7, 24, 52TO, 53, 63 and 66. In addition to J.P. Morgan Securities, Nancy has worked for Charles Schwab & Co., Inc., TradeStation Securities, Inc., and OptionsXpress, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
05/03/2021 - Present
J.p. Morgan Securities LLC (Chicago IL)
IL
06/29/2018 - 07/01/2019
TRADESTATION SECURITIES, INC. (CHICAGO IL)
IL
08/28/2017 - 06/19/2018
CHARLES SCHWAB & CO., INC. (Chicago IL)
IL
03/18/2004 - 11/10/2017
OPTIONSXPRESS, INC. (CHICAGO IL)
NJ
01/15/2004 - 03/05/2004
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
BOTH
Issued 08/11/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/08/2011
Series 4 - Registered Options Principal Examination
BC
Issued 08/17/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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