Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Gerstner is a financial professional with over 20 years of experience in the industry. Nancy is currently registered with Franklin Distributors, LLC and is licensed in multiple states. Prior to joining Franklin Distributors, Nancy held positions at AllianceBernstein Investments, Inc., Tower Square Securities, Inc., AXA Advisors, LLC and Nomura Securities International, Inc. Nancy holds a Series 6, 7 and 63 license and is a SIE exam holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/16/2008 - Present
Franklin Distributors, LLC (Boston MA)
NY
05/27/2005 - 07/14/2008
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
CA
10/15/2003 - 05/12/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
07/04/2003 - 09/15/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/03/2000 - 09/21/2000
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 06/13/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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