Unclaimed
Nancy Fox is a financial professional with over 19 years of experience in the industry. Nancy is a registered representative with Northwestern Mutual Investment Services, LLC and is licensed in North Carolina. Nancy has a Series 6 license, which allows her to offer a wide range of investment products, including mutual funds, variable annuities, and other investment products. Nancy also holds the Series 63 license, which allows her to offer securities in the state of North Carolina. Nancy has been with Northwestern Mutual Investment Services, LLC since January 5, 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
01/05/2004 - Present
Northwestern Mutual Investment Services, LLC (Charlotte NC)
BC
Issued 07/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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