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Nancy Smith Cimmino

Brokers International Financial Services, LLC

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About Nancy Smith Cimmino

Nancy Cimmino is an investment professional with over 16 years of experience. Currently, Nancy works at Brokers International Financial Services, LLC and is registered with FINRA and the state of Connecticut. Nancy has been registered with the state of Connecticut since 2006 and has held previous registrations with Lincoln Investment and Great American Advisors, Inc. Nancy has passed the Series 63, Series 65, Series 6, and SIE exams. Nancy's area of expertise includes financial planning, portfolio management for individuals, and selection of other advisors. Nancy is also a volunteer with the St Vincent De Paul Food Bank in Waterbury, CT.

Firm Information

Nancy Cimmino is currently registered with Brokers International Financial Services, LLC. Brokers International Financial Services, LLC is a Limited Liability Company based in Urbandale, IA, that provides investment advisory services to individuals, businesses, charitable organizations, and other investment advisors. The firm is registered with the SEC and in all 51 states and has over 180 licensed agents, 173 investment advisor representatives, and 197 registered representatives. They have approximately $2 billion in assets under management, with a majority of their clients being individuals other than high-net-worth, followed by high-net-worth individuals. They also offer educational seminars and publish periodicals, and they are involved in wrap fee program participation.
Brokers International Financial Services, LLC

4135 NW URBANDALE DR

URBANDALE, IA 50322

$2.00B

Assets Under Management

10

Total Clients

226

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets managed by third-party advisor firms

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Nancy Cimmino’s Registration & Firm History

CT

09/23/2022 - Present

Brokers International Financial Services, LLC (Farmington CT)

CT

08/02/2010 - 09/26/2022

LINCOLN INVESTMENT (FARMINGTON CT)

CT

10/28/2008 - 08/02/2010

GREAT AMERICAN ADVISORS, INC. (FARMINGTON CT)

CT

02/20/2006 - 11/10/2008

NEW ENGLAND SECURITIES (WEST HARTFORD CT)

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Licenses & Designations

IA

Issued 04/10/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/17/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nancy Smith Cimmino. Review regulatory record here.
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