Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Wallace-ruffin is an investment advisor representative registered with Ameriprise Financial Services, LLC. Nancy has been in the industry since 2005 and holds Series 7, 9, 10, 24, and 66 licenses. Nancy provides a range of services including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Nancy has a strong record of providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/11/2008 - Present
Ameriprise Financial Services, LLC (Grapevine TX)
TX
05/27/2005 - 11/07/2008
AMERIPRISE FINANCIAL SERVICES, INC. (HURST TX)
MN
05/27/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/03/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/30/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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