Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy McElroy is a financial advisor with LPL Financial LLC. Nancy has over 30 years of experience in the financial services industry. Nancy is registered to provide investment advice in 18 states, including Missouri and Texas, where Nancy is also a resident. Nancy has a variety of licenses and certifications, including Series 6, 7, 31 and 63. Nancy holds a Series 65 license as well as a Uniform Securities Agent State Law Examination, or Series 63 license. Nancy has been a registered representative of LPL Financial LLC since 2020. Prior to joining LPL, Nancy worked for Wells Fargo Advisors LLC and Wells Fargo Clearing Services LLC. Nancy has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Nancy's firm, LPL Financial LLC, is a large national brokerage firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/07/2021 - Present
LPL Financial LLC (NORTH KANSAS CITY MO)
KS
09/03/2010 - 12/14/2020
WELLS FARGO CLEARING SERVICES, LLC (MISSION WOODS KS)
MO
06/01/2009 - 09/16/2010
MORGAN STANLEY SMITH BARNEY (KANSAS CITY MO)
MO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (KANSAS CITY MO)
MO
01/02/2003 - 04/02/2007
MORGAN STANLEY DW INC. (KANSAS CITY MO)
MA
01/01/1998 - 01/14/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
08/13/1997 - 01/01/1998
NATIONSSECURITIES
MO
03/13/1992 - 08/13/1997
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
MO
02/15/1990 - 12/31/1990
FFP SECURITIES, INC. (CHESTERFIELD MO)
IA
Issued 02/06/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/13/1992
Series 7 - General Securities Representative Examination
BC
Issued 02/14/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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