Unclaimed
Nancy Ricciardi is an investment advisor representative with MML Investors Services, LLC. Nancy has been in the industry since April 9, 1994, and is registered to provide investment advice in New Jersey. Nancy has worked for several firms in the past, including MSI Financial Services, Inc., MetLife Investors Distribution Company, New England Securities, Tower Square Securities, Inc., Walnut Street Securities, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, Nathan & Lewis Securities, Inc., and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
03/25/2017 - Present
MML Investors Services, LLC (SPOTSWOOD NJ)
MA
02/28/2011 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)
NY
01/07/2016 - 07/08/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NY
02/28/2011 - 01/02/2015
NEW ENGLAND SECURITIES (NEW YORK NY)
NJ
07/01/2005 - 07/08/2009
TOWER SQUARE SECURITIES, INC. (ISELIN NJ)
NJ
02/22/2002 - 07/08/2009
NEW ENGLAND SECURITIES (ISELIN NJ)
NJ
02/06/2002 - 07/08/2009
WALNUT STREET SECURITIES, INC. (ISELIN NJ)
NJ
07/01/1998 - 07/08/2009
METLIFE SECURITIES INC. (ISELIN NJ)
NJ
07/01/1998 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)
NY
02/11/2002 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NJ
05/08/1992 - 03/19/1998
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 12/09/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/02/2003
Series 4 - Registered Options Principal Examination
BC
Issued 01/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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