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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Gragg is a financial advisor currently working with Cetera Investment Advisers LLC. Nancy has been in the industry since 1992 and is licensed in multiple states. Nancy has experience with various types of clients, including individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Cetera Investment Advisers LLC (REDONDO BEACH CA)
NM
01/19/2000 - 03/04/2008
ASSOCIATED SECURITIES CORP. (CORRALES NM)
MA
08/15/1995 - 02/07/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
08/15/1995 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
03/05/1992 - 08/04/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 10/31/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 3/3/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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