Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy R. Jones is a financial advisor with Raymond James & Associates, Inc. Nancy has been in the financial services industry for over 20 years. Nancy has a wide range of experience and holds several licenses, including Series 6, 7, 10, 63 and 66. Nancy has a proven track record of providing excellent service to her clients and has experience working with high-net-worth individuals, corporations, and other business entities. Prior to joining Raymond James, Nancy was a financial advisor at UBS Financial Services Inc. and VeraVest Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/11/2015 - Present
Raymond James & Associates, Inc. (WORCESTER MA)
MA
01/05/2006 - 09/17/2015
UBS FINANCIAL SERVICES INC. (WELLESLEY MA)
MA
07/27/2001 - 12/09/2005
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
MA
07/06/2000 - 11/20/2000
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BOTH
Issued 11/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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