Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Ling is an experienced financial professional with over 20 years of experience in the industry. Nancy is a registered representative with RBC Capital Markets, LLC and is Series 7, Series 63, Series 99TO and SIE licensed. Nancy is currently located in Jersey City, NJ. Previously, Nancy was also registered with CITICORP SECURITIES, INC. and BEAR, STEARNS & CO. INC. Nancy specializes in providing financial advice and portfolio management for individuals, businesses, pension and profit-sharing plans, charitable organizations, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
12/26/2020 - Present
RBC Capital Markets, LLC (Jersey City NJ)
NY
12/11/1997 - 01/01/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
NY
01/24/1992 - 01/22/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 02/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2020
Series 99TO - Operations Professional Examination
BC
Issued 01/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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