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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Schultz is a financial advisor who has been in the industry since 1999. Nancy has a wide range of experience in the financial services industry, having worked at several firms including Morgan Stanley, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated and currently at UBS Financial Services Inc. Nancy is registered in several states including Delaware, Maryland, New Jersey, North Carolina, Pennsylvania, South Carolina, and Virginia. Nancy has passed several exams including the Series 63, 66, 7, 9, 10, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/02/2013 - Present
UBS Financial Services Inc. (MT. LAUREL NJ)
PA
06/01/2009 - 10/15/2013
MORGAN STANLEY (PHILADELPHIA PA)
PA
02/06/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PHILADELPHIA PA)
PA
02/21/2006 - 02/20/2009
CITIGROUP GLOBAL MARKETS INC. (WILLOW GROVE PA)
MD
10/04/1999 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 03/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/03/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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