Unclaimed
Nancy Nicole Hunter is a financial advisor with DFA Securities LLC, a registered broker-dealer. Nancy is based in Austin, TX and has been in the industry since February 13, 2006. She has passed the Series 3, 7, and 63 exams, as well as the Securities Industry Essentials Examination. Previously, she worked for Barclays Global Investors Services and BlackRock Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/11/2021 - Present
DFA Securities LLC (AUSTIN TX)
NY
01/03/2012 - 03/15/2017
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
CA
11/06/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
CA
04/17/2002 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)
BC
Issued 09/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2005
Series 3 - National Commodity Futures Examination
BC
Issued 04/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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