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Nancy Nicole Hunter

DFA Securities LLC

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About Nancy Nicole Hunter

Nancy Nicole Hunter is a financial advisor with DFA Securities LLC, a registered broker-dealer. Nancy is based in Austin, TX and has been in the industry since February 13, 2006. She has passed the Series 3, 7, and 63 exams, as well as the Securities Industry Essentials Examination. Previously, she worked for Barclays Global Investors Services and BlackRock Investments, LLC.

Firm Information

Nancy Hunter is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in 53 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nancy Hunter’s Registration & Firm History

TX

01/11/2021 - Present

DFA Securities LLC (AUSTIN TX)

NY

01/03/2012 - 03/15/2017

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

CA

11/06/2009 - 12/31/2011

BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)

CA

04/17/2002 - 12/31/2009

BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 09/10/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2017

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/2005

Series 3 - National Commodity Futures Examination

BC

Issued 04/16/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nancy Nicole Hunter.
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