Unclaimed
Nancy Ng is a registered representative with Pershing LLC. Nancy has been in the securities industry since May 1999 and holds the Series 63, Series 7, Series 99TO and SIE licenses. Nancy is currently registered with Pershing LLC in New York. Nancy's previous employers include Prudential Securities Incorporated and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/16/2024 - Present
Pershing LLC (NEW YORK NY)
NY
06/06/2000 - 12/11/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/25/1999 - 06/01/2000
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 08/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2024
Series 99TO - Operations Professional Examination
BC
Issued 04/18/2024
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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