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Nancy Ng

Pershing LLC

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About Nancy Ng

Nancy Ng is a registered representative with Pershing LLC. Nancy has been in the securities industry since May 1999 and holds the Series 63, Series 7, Series 99TO and SIE licenses. Nancy is currently registered with Pershing LLC in New York. Nancy's previous employers include Prudential Securities Incorporated and Morgan Stanley & Co., Incorporated.

Firm Information

Nancy Ng is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nancy Ng’s Registration & Firm History

NY

05/16/2024 - Present

Pershing LLC (NEW YORK NY)

NY

06/06/2000 - 12/11/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

05/25/1999 - 06/01/2000

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/17/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/2024

Series 99TO - Operations Professional Examination

BC

Issued 04/18/2024

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nancy Ng.
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