Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Wong is a registered representative with City National Securities, Inc., who holds both Series 7 and Series 63 securities licenses as well as the SIE exam. Nancy has been in the industry since 2012 and has worked with CABOT LODGE SECURITIES LLC and CONCORDE INVESTMENT SERVICES, LLC. Nancy is registered to provide investment advice in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
1
2
CA
12/27/2021 - Present
City National Securities, Inc. (LOS ANGELES CA)
CA
10/30/2015 - 01/21/2020
CABOT LODGE SECURITIES LLC (San Marino CA)
CA
11/14/2012 - 11/12/2015
CONCORDE INVESTMENT SERVICES, LLC (SAN MARINO CA)
BC
Issued 11/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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