Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Medina is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Nancy has been in the securities industry since 1996. Nancy has passed the Series 63, Series 65 and Series 7 exams. Nancy's current registrations are in New Mexico. Nancy has previously worked with Ameriprise Financial Services, Inc. in Las Cruces, New Mexico, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in El Paso, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
08/09/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ALBUQUERQUE NM)
NM
04/16/2010 - 07/20/2010
AMERIPRISE FINANCIAL SERVICES, INC. (LAS CRUCES NM)
NM
12/16/2008 - 03/09/2010
AMERIPRISE FINANCIAL SERVICES, INC. (LAS CRUCES NM)
TX
10/20/2004 - 07/03/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL PASO TX)
NY
05/28/1996 - 04/19/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nancy Medina is the right advisor for you? Invested Better is here to help.
