Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Torres is a financial advisor with over 17 years of experience in the financial industry. She is currently a registered representative with Raymond James & Associates, Inc., where she has been since July 2018. Nancy has previously held positions at Morgan Stanley, Citigroup Global Markets Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., UBS Financial Services Inc., Advest, Inc., and Friedman, Billings, Ramsey & Co., Inc. She has a broad range of experience in providing financial advice to individuals and businesses. Nancy holds the Series 7, 9, 10, 24, and 63 licenses. She is a graduate of the University of Maryland and holds a Bachelor of Arts degree in Economics.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/12/2018 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
06/01/2009 - 01/23/2017
MORGAN STANLEY (CHICAGO IL)
NY
05/16/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
04/02/2007 - 04/25/2008
MORGAN STANLEY & CO. INCORPORATED (BETHESDA MD)
MD
01/25/2007 - 04/02/2007
MORGAN STANLEY DW INC. (BETHESDA MD)
MD
02/16/2006 - 12/05/2006
UBS FINANCIAL SERVICES INC. (BETHESDA MD)
CT
01/01/2004 - 01/19/2006
ADVEST, INC. (HARTFORD CT)
CA
06/04/2001 - 01/04/2002
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
BC
Issued 04/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/18/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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