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Nancy Marie Gastuch

Hightower Securities, LLC

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About Nancy Marie Gastuch

Nancy Gastuch is a financial advisor who has been in the industry since 2001. Nancy is currently registered with Hightower Securities, LLC. Nancy has held previous positions with firms such as Purshe Kaplan Sterling Investments, Charles Schwab & Co., Inc., Stifel, Nicolaus & Company, Incorporated, Citigroup Global Markets Inc., UBS Financial Services Inc., Edward Jones, Miller Johnson Steichen Kinnard, Inc. and John G. Kinnard and Company, Incorporated.

Firm Information

Nancy Gastuch is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nancy Gastuch’s Registration & Firm History

AZ

10/25/2018 - Present

Hightower Securities, LLC (Scottsdale AZ)

AZ

03/06/2013 - 10/25/2018

PURSHE KAPLAN STERLING INVESTMENTS (SCOTTSDALE AZ)

AZ

08/16/2011 - 02/13/2013

CHARLES SCHWAB & CO., INC. (PHOENIX AZ)

MT

07/10/2009 - 05/05/2011

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BOZEMAN MT)

MT

09/21/2007 - 05/29/2009

CITIGROUP GLOBAL MARKETS INC. (BOZEMAN MT)

MN

11/04/2005 - 08/01/2007

UBS FINANCIAL SERVICES INC. (VIRGINIA MN)

MO

02/05/2001 - 10/14/2005

EDWARD JONES (ST. LOUIS MO)

MN

01/01/2001 - 01/12/2001

MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)

MN

11/21/2000 - 01/01/2001

JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 01/06/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/28/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/01/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nancy Marie Gastuch.
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